True or false: Federal DEA rules require a perpetual inventory of controlled substances.
5 Inventory, Records, and Disposal Online Quiz Questions
Use this free practice quiz with 20 questions to review 5 Inventory, Records, and Disposal, test your knowledge, and prepare for your next test or exam.
A pharmacy is checking its federal minimum retention period for required controlled-substance records and inventories. Which period applies?
- A
At least one year
- B
At least two years
- C
At least five years
- D
Until the next inventory is completed
A registrant has no controlled substances on hand when first beginning activities that require controlled-substance records. A zero-stock inventory must still be recorded.
Within how many business days of discovering suspected theft or a significant loss must a registrant notify the local DEA Field Division in writing?
A pharmacy is completing an inventory of Schedule II drugs. What counting method is required?
- A
An estimate is always allowed
- B
An estimate is allowed if the pharmacy has transaction records
- C
An actual physical count is required
- D
A count is required only when a discrepancy is suspected
For Schedules III–V, an exact count is required when a container holds more than tablets or capsules.
True or false: A pharmacy uses DEA Form 41 to document its transfer of controlled substances to a reverse distributor.
- A
True
- B
False
Which DEA form documents destruction of controlled-substance inventory by a registrant, or destruction the registrant causes under the applicable regulation?
Which of the following are examples of pharmacy records that can help account for controlled-substance transactions? Select all that apply.
- A
Invoices or receipts
- B
Dispensing records
- C
Transfer records
- D
Disposal documentation
- E
An undocumented verbal explanation of a stock change
A pharmacy wants to store Schedule III–V records with other pharmacy records. Which condition allows this under the federal rule?
- A
They must always be kept separately from all other pharmacy records
- B
They may be mixed with other records even if they cannot be readily retrieved
- C
They may be kept separately or in a format that makes them readily retrievable
- D
They need not be retained if the pharmacy has electronic records
A pharmacy must dispose of controlled substances held in its registrant inventory. Which routes are authorized in the material? Select all that apply.
- A
Prompt on-site destruction under applicable rules
- B
Transfer to a registered reverse distributor
- C
An authorized return or recall
- D
Deposit in a public take-back receptacle
A recount identifies a clerical miscount, with no indication of theft or significant loss. What is the appropriate documentation response?
- A
Submit DEA Form 106 whenever any count is adjusted
- B
Document the clerical correction internally; do not submit Form 106 merely because the count was adjusted
- C
Erase the original entry and enter the corrected count without explanation
- D
Ignore the discrepancy if a recount produces a different result
A pharmacy's physical count does not match its controlled-substance records. Describe how staff should investigate and document the discrepancy, and what additional reporting is required if theft or significant loss is suspected.
What is the federal minimum number of years a registrant must keep required controlled-substance records and inventories?
Which statement best describes the federal recordkeeping approach to changes in controlled-substance stock?
- A
Federal rules require a perpetual inventory for every controlled substance.
- B
Federal rules do not require a perpetual inventory, but transaction records should make it possible to explain stock changes.
- C
A registrant may keep transaction records only when a discrepancy occurs.
- D
Only controlled substances transferred to another registrant need transaction records.
A registrant beginning activities that require controlled-substance records must record an initial inventory even if it has no controlled substances on hand, and must take a new inventory at least every two years.
- A
True
- B
False
A pharmacy is inventorying a Schedule IV drug in a container holding 1,200 capsules. What counting method is required for that container?
- A
An estimate is always permitted for Schedules III–V, regardless of container size.
- B
Every Schedule III–V container requires an exact physical count.
- C
A container holding more than 1,000 tablets or capsules requires an exact count.
- D
An exact count is required only when a container holds exactly 1,000 tablets or capsules.
A pharmacy wants to keep Schedule III–V records together with other pharmacy records in a searchable system. Which condition makes this permissible under the stated federal recordkeeping rules?
- A
Schedule II and Schedule III–V records must all be kept in separate files.
- B
Schedule II records must be kept separately; Schedule III–V records may instead be kept in a readily retrievable format.
- C
Schedule II records may be kept in any format, but Schedule III–V records must always be separate.
- D
All schedules may be kept together without any requirement for ready retrieval.
A physical count does not match the ledger, and an initial recount suggests a clerical error. What is the best next step?
- A
Overwrite the original count with the corrected count and discard the earlier entry.
- B
Report every count adjustment on DEA Form 106 before reviewing supporting records.
- C
Recount, review relevant records and access logs, and document the investigation and correction in a traceable audit trail.
- D
Make no correction unless theft has already been confirmed.
If a pharmacy suspects theft or a significant loss of controlled substances, within how many business days of discovery must it notify the local DEA Field Division in writing?